4//SEC Filing
HUBER RICHARD L 4
Accession 0001603978-20-000111
CIK 0001603978other
Filed
Aug 10, 8:00 PM ET
Accepted
Aug 11, 5:29 PM ET
Size
21.5 KB
Accession
0001603978-20-000111
Insider Transaction Report
Form 4
HUBER RICHARD L
Director
Transactions
- Purchase
Common Stock
2020-08-11$2.50/sh+40,000$100,000→ 61,311 total
Holdings
- 2,500
Options to Purchase Common Stock
Exercise: $14.20From: 2018-02-27Exp: 2027-04-21→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $1.88From: 2021-03-12Exp: 2030-03-12→ Common Stock (2,500 underlying) - 800
Options to Purchase Common Stock
Exercise: $9.60From: 2011-11-01Exp: 2020-11-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $3.30From: 2012-07-01Exp: 2021-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $3.60From: 2013-07-01Exp: 2022-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $10.50From: 2014-07-01Exp: 2023-07-01→ Common Stock (800 underlying) - 800
Options to Purchase Common Stock
Exercise: $10.80From: 2015-07-01Exp: 2024-07-01→ Common Stock (800 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $5.70From: 2016-02-26Exp: 2025-02-26→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $9.60From: 2017-03-01Exp: 2026-03-01→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $2.50From: 2019-02-27Exp: 2028-02-27→ Common Stock (2,500 underlying) - 2,500
Options to Purchase Common Stock
Exercise: $2.11From: 2020-03-05Exp: 2029-03-05→ Common Stock (2,500 underlying)
Footnotes (13)
- [F1]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The price reflects the reverse stock split.
- [F10]Options to purchase common stock were granted on 4/21/2017 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F11]Options to purchase common stock were granted on 2/27/2018 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F12]Options to purchase common stock were granted on 3/5/2019 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and have fully vested.
- [F13]Options to purchase common stock were granted on 3/12/2020 pursuant to the AquaBounty Technologies, Inc. 2016 Equity Incentive Plan and fully vest one year from the date of grant.
- [F2]Options to purchase common stock were granted on 11/1/2010 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F3]Effective as of 1/5/2017, the Issuer effected a 30-for-1 reverse split of its common stock. The number of shares reflects the reverse stock split.
- [F4]Options to purchase common stock were granted on 7/1/2011 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F5]Options to purchase common stock were granted on 7/1/2012 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F6]Options to purchase common stock were granted on 7/1/2013 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F7]Options to purchase common stock were granted on 7/1/2014 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F8]Options to purchase common stock were granted on 2/26/2015 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
- [F9]Options to purchase common stock were granted on 3/1/2016 pursuant to the AquaBounty Technologies, Inc. 2006 Equity Incentive Plan and have fully vested.
Documents
Issuer
AquaBounty Technologies, Inc.
CIK 0001603978
Entity typeother
Related Parties
1- filerCIK 0001189647
Filing Metadata
- Form type
- 4
- Filed
- Aug 10, 8:00 PM ET
- Accepted
- Aug 11, 5:29 PM ET
- Size
- 21.5 KB