|4/AJul 5, 5:09 PM ET

Dunn Timothy J 4/A

4/A · AEye, Inc. · Filed Jul 5, 2023

Insider Transaction Report

Form 4/AAmended
Period: 2023-04-01
Transactions
  • Award

    Common Stock

    2023-04-01+68,989227,280 total
Holdings
  • Common Stock

    (indirect: By Trust)
    28,514
Footnotes (3)
  • [F1]The sole purpose of this Form 4/A is to correct the erroneous indication that the transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
  • [F2]As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.
  • [F3]The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.

Documents

1 file
  • 4
    wk-form4a_1688591318.xml

    FORM 4/A