4/A//SEC Filing
Dunn Timothy J 4/A
Accession 0001604192-23-000008
CIK 0001818644other
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 5:09 PM ET
Size
6.1 KB
Accession
0001604192-23-000008
Insider Transaction Report
Form 4/AAmended
AEye, Inc.LIDR
Dunn Timothy J
Director
Transactions
- Award
Common Stock
2023-04-01+68,989→ 227,280 total
Holdings
- 28,514(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]The sole purpose of this Form 4/A is to correct the erroneous indication that the transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
- [F2]As permitted by the Issuer, the Reporting Person opted to receive equity in lieu of some or all of their quarterly cash compensation for service as a member of the Board of Directors of the Issuer.
- [F3]The Dunn Family Trust U/A/D 7/10/2001 ("Dunn Family Trust") is affiliated with Mr. Dunn, and the shares held by the Dunn Family Trust are beneficially owned by Mr. Dunn, who is the Trustee.
Documents
Issuer
AEye, Inc.
CIK 0001818644
Entity typeother
Related Parties
1- filerCIK 0001604192
Filing Metadata
- Form type
- 4/A
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 5:09 PM ET
- Size
- 6.1 KB