4//SEC Filing
Northern Power Systems Corp. 4
Accession 0001605997-14-000009
CIK 0001605997operating
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 7:12 PM ET
Size
6.8 KB
Accession
0001605997-14-000009
Insider Transaction Report
Form 4
SIMON JOHN
Director
Transactions
- Other
Common Shares
2014-11-30+621,692→ 1,139,533 total(indirect: By LLC) - Other
Class B Restricted Voting Shares
2014-11-30−621,692→ 0 total(indirect: By LLC)
Footnotes (2)
- [F1]Represents the automatic conversion of all Class B Restricted Voting Shares to Common Shares on a one-to-one basis in cashless transaction.
- [F2]Mr. Simon is an employee of Allen & Company LLC, and does not hold voting or dispositive power over the 4,399,376 common shares held by Allen & Company LLC, but has a beneficial interest in 1,139,533 common shares held by Allen & Company LLC for the account of Mr. Simon.
Documents
Issuer
Northern Power Systems Corp.
CIK 0001605997
Entity typeoperating
IncorporatedBritish Columbia, Canada
Related Parties
1- filerCIK 0001605997
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 7:12 PM ET
- Size
- 6.8 KB