Northern Power Systems Corp. 4
4 · Northern Power Systems Corp. · Filed Dec 2, 2014
Insider Transaction Report
Form 4
SIMON JOHN
Director
Transactions
- Other
Common Shares
2014-11-30+621,692→ 1,139,533 total(indirect: By LLC) - Other
Class B Restricted Voting Shares
2014-11-30−621,692→ 0 total(indirect: By LLC)
Footnotes (2)
- [F1]Represents the automatic conversion of all Class B Restricted Voting Shares to Common Shares on a one-to-one basis in cashless transaction.
- [F2]Mr. Simon is an employee of Allen & Company LLC, and does not hold voting or dispositive power over the 4,399,376 common shares held by Allen & Company LLC, but has a beneficial interest in 1,139,533 common shares held by Allen & Company LLC for the account of Mr. Simon.