Levy Susan Cohen 4

What Happened

• Susan Levy Cohen, Executive Vice President and General Counsel of Northern Trust Corp (NTRS), was granted 4,694 shares on February 5, 2026. The transaction is reported as an award/acquisition (code A) with a reported price of $0.00, indicating a grant (e.g., stock award or RSUs) rather than a market purchase.

Key Details

• Transaction date: 2026-02-05; Form 4 filed 2026-02-09 (timely — within required filing window).
• Transaction type/code: Award/Grant (A); shares acquired: 4,694; reported dollar amount: $0.00.
• Shares owned after transaction: not specified in the filing excerpt provided.
• Footnote F1: Filing includes 20,277 stock units payable automatically on a 1-for-1 basis in common shares (these units will convert to shares when payable).
• Footnote F2: The reporting person’s spouse is trustee of the relevant trust (trust holdings are noted in the filing).

Context

• This was a compensation-related grant rather than a purchase or sale; grants at $0.00 are common for equity compensation (restricted stock or RSUs) and do not necessarily signal a personal buy/sell decision. The footnotes indicate additional stock units and a trust relationship that affect reported holdings.