UBS Group AG 4

What Happened
UBS Group AG (reported as a 10% owner) disposed of 1,973 shares of Eaton Vance Senior Floating‑Rate Trust (EFR) on 2026-05-29. The transaction is reported as an "Other acquisition or disposition (J)" at $24,500.00 per share, for total proceeds of $48,338,500. The filing was submitted the same day (Period of Report and Filed date: 2026-05-29).

Key Details

• Transaction date and filing date: 2026-05-29
• Transaction type/code: Other disposition (J) — reported as a disposal
• Price and amount: 1,973 shares × $24,500.00 = $48,338,500
• Shares owned after transaction: Not specified in the excerpt; holdings are reported on an aggregated basis per footnote F3
• Notable footnotes:
  • F1 lists relevant CUSIPs for the series involved (27828Q204, 27828Q303, 27828Q402, 27828Q501)
  • F2 notes "98% of par" (pricing/detail related to the instrument)
  • F3 indicates holdings are reported aggregated across the series of Auction Preferred Stock identified in the filing
  • F4 clarifies the statement is filed by UBS Group AG on behalf of its subsidiaries (UBS Securities LLC and UBS Financial Services Inc.) and relates to Auction Rate Securities Rights and securities purchased from certain clients

Context
This is an institutional transaction by a 10% owner (UBS Group AG) and not executive insider trading. The securities involve series of auction preferred stock (per footnotes), and the disposal was executed under an "other" code (J), which covers non-standard acquisition/disposition types rather than a routine open‑market sale code. The filing appears timely (same‑day reporting).