UBS Group AG 4

What Happened
UBS Group AG (reported as a 10% owner) recorded a disposition of 5,148 shares of Eaton Vance Ltd Duration Income Fund (EVV) Series auction-preferred stock on 2026-05-29. The transaction is reported as an "other acquisition or disposition (J)" disposal at $24,500.00 per share, for a total value of $126,126,000.

Key Details

• Transaction date: 2026-05-29; price: $24,500.00 per share; total proceeds: $126,126,000.
• Shares disposed: 5,148. Transaction code: J (other acquisition or disposition) — reported as a disposal.
• Shares owned after transaction: Not specified in the filing.
• Filing timeliness: Reported and filed on 2026-05-29 (no late-filing indication).
• Notable footnotes:
  • F1: Multiple CUSIPs listed for the Series of Auction Preferred Stock.
  • F2: Price relates to instruments at 98% of par.
  • F3: Holdings reported on an aggregated basis for the Series.
  • F4: Statement filed by UBS Group AG on behalf of UBS Securities LLC and UBS Financial Services Inc.; UBS indicates these securities were purchased from certain clients under Auction Rate Securities Rights.

Context
This is an institutional (10% owner) sale, not an executive insider trade. Such large disposals by institutions often reflect portfolio or client-related transactions rather than a company-specific signal; purchases can be more informative for bullish conviction. The filing provides details about the series and reporting structure but does not disclose post-transaction holdings.