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4//SEC Filing

Ristow Dave 4

Accession 0001615594-21-000097

CIK 0000892482other

View on SEC.gov Company Profile

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 4:05 PM ET

Size

18.9 KB

Accession

0001615594-21-000097

Insider Transaction Report

Form 4

Period: 2021-09-01

Interim CFO

Transactions

Sale
Common Stock
2021-09-01$2.92/sh−45,079$131,784→ 0 total
Exercise/Conversion
Common Stock
2021-09-01$2.28/sh+25,000$57,000→ 25,000 total
Exercise/Conversion
Common Stock
2021-09-01$2.13/sh+12,500$26,571→ 37,500 total
Sale
Common Stock
2021-09-01$2.88/sh−37,500$108,083→ 0 total
Exercise/Conversion
Common Stock
2021-09-02$2.13/sh+100,000$212,570→ 100,000 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-09-01−25,000→ 0 total
Exercise: $2.13From: 2019-12-10Exp: 2025-12-10→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-09-02−100,000→ 0 total
Exercise: $2.28From: 2018-12-15Exp: 2024-12-15→ Common Stock (100,000 underlying)
Sale
Common Stock
2021-09-02$2.86/sh−100,000$285,730→ 0 total
Exercise/Conversion
Stock Option (Right-to-Buy)
2021-09-01−12,500→ 0 total
Exercise: $2.28From: 2018-12-15Exp: 2024-12-15→ Common Stock (12,500 underlying)

Footnotes (3)

[F1]The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $3.101, inclusive.
[F2]The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.83 to $2.965, inclusive.
[F3]The price reported in Column 4 is a weighted average. The shares were sold in multiple transactions at prices ranging from $2.81 to $2.95, inclusive.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

Qumu Corp

CIK 0000892482

Entity typeother

Related Parties

1

filerCIK 0001721474

Filing Metadata

Form type: 4
Filed: Sep 2, 8:00 PM ET
Accepted: Sep 3, 4:05 PM ET
Size: 18.9 KB

View on SEC.gov