4//SEC Filing
Enumeral Biomedical Holdings, Inc. 4
Accession 0001615774-16-008890
CIK 0001561551operating
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 5:51 PM ET
Size
12.2 KB
Accession
0001615774-16-008890
Insider Transaction Report
Form 4
Sarney Kevin G
Vice President - Finance
Transactions
- Other
Common Stock Purchase Warrant
2016-12-09$0.13/sh+35,000$4,375→ 35,000 totalExercise: $0.50Exp: 2016-12-09→ Common Stock (35,000 underlying) - Purchase
Common Stock Purchase Warrant
2016-12-09$0.08/sh+8,750$700→ 8,750 totalExercise: $2.00Exp: 2019-07-30→ Common Stock (8,750 underlying) - Exercise/Conversion
Common Stock Purchase Warrant
2016-12-09$0.13/sh−35,000$4,375→ 0 totalExercise: $0.50Exp: 2016-12-09→ Common Stock (35,000 underlying) - Exercise/Conversion
Common Stock
2016-12-09$0.13/sh+35,000$4,375→ 35,000 total
Footnotes (3)
- [F1]The Common Stock Purchase Warrants (the "Warrants") are exercisable immediately.
- [F2]The Reporting Person acquired the reported Warrants in a private sale transaction for cash consideration in the amount of $0.08 per warrant.
- [F3]Pursuant to an Offer to Amend and Exercise launched by the Issuer on October 28, 2016 (as subsequently amended, the "Offering"), the exercise price of each Warrant tendered in the Offering was reduced to $0.50 per Warrant, and participants in the Offering received four shares for each Warrant tendered rather than one share. Pursuant to the terms of the Offering, the expiration date of tendered Warrants was accelerated to December 9, 2016. The Reporting Person tendered all of the Warrants beneficially owned in the Offering.
Documents
Issuer
Enumeral Biomedical Holdings, Inc.
CIK 0001561551
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001561551
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 5:51 PM ET
- Size
- 12.2 KB