Enumeral Biomedical Holdings, Inc. 4

4 · Enumeral Biomedical Holdings, Inc. · Filed Dec 13, 2016

Form 4

Period: 2016-12-09

Vice President - Finance

Transactions

Other
Common Stock Purchase Warrant
2016-12-09$0.13/sh+35,000$4,375→ 35,000 total
Exercise: $0.50Exp: 2016-12-09→ Common Stock (35,000 underlying)
Purchase
Common Stock Purchase Warrant
2016-12-09$0.08/sh+8,750$700→ 8,750 total
Exercise: $2.00Exp: 2019-07-30→ Common Stock (8,750 underlying)
Exercise/Conversion
Common Stock Purchase Warrant
2016-12-09$0.13/sh−35,000$4,375→ 0 total
Exercise: $0.50Exp: 2016-12-09→ Common Stock (35,000 underlying)
Exercise/Conversion
Common Stock
2016-12-09$0.13/sh+35,000$4,375→ 35,000 total

Footnotes (3)

[F1]The Common Stock Purchase Warrants (the "Warrants") are exercisable immediately.
[F2]The Reporting Person acquired the reported Warrants in a private sale transaction for cash consideration in the amount of $0.08 per warrant.
[F3]Pursuant to an Offer to Amend and Exercise launched by the Issuer on October 28, 2016 (as subsequently amended, the "Offering"), the exercise price of each Warrant tendered in the Offering was reduced to $0.50 per Warrant, and participants in the Offering received four shares for each Warrant tendered rather than one share. Pursuant to the terms of the Offering, the expiration date of tendered Warrants was accelerated to December 9, 2016. The Reporting Person tendered all of the Warrants beneficially owned in the Offering.

Documents

1 file