4//SEC Filing
Grossman Kenneth A. 4
Accession 0001615774-17-006836
CIK 0001499912other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:16 PM ET
Size
7.5 KB
Accession
0001615774-17-006836
Insider Transaction Report
Form 4
Grossman Kenneth A.
Director
Transactions
- Sale
Class A Common Stock
2017-11-16$1.21/sh−11,830$14,338→ 0 total(indirect: See Footnote) - Sale
Class A Common Stock
2017-11-16$1.29/sh−19,538$25,167→ 0 total
Footnotes (3)
- [F1]This price is an average price. These shares were sold in multiple transactions at prices ranging from $1.25 to $1.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F2]This number represents shares of the Issuer's Class A common stock which were held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee.
- [F3]This price is an average price. These shares were sold in multiple transactions at prices ranging from $1.20 to $1.275, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Documents
Issuer
Global Brokerage, Inc.
CIK 0001499912
Entity typeother
Related Parties
1- filerCIK 0001504926
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:16 PM ET
- Size
- 7.5 KB