4//SEC Filing
Unanue Peter 4
Accession 0001615774-18-002321
CIK 0000822370other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 7:18 PM ET
Size
9.1 KB
Accession
0001615774-18-002321
Insider Transaction Report
Form 4
Unanue Peter
Director
Transactions
- Award
Warrant
2018-03-29$6250.00/sh+50,000$312,500,000→ 50,000 totalExercise: $2.34→ Common Stock (50,000 underlying) - Award
Series A Preferred Stock
2018-03-29$93750.00/sh+50,000$4,687,500,000→ 50,000 totalExercise: $1.88→ Common Stock (50,000 underlying)
Footnotes (3)
- [F1]50,000 shares of Series A Preferred Stock and Warrants to purchase 50,000 shares of Common Stock were purchased by the Reporting Person for an aggregate of $100,000 pursuant to a Subscription Agreement, dated as of March 29, 2018 (the "Subscription Agreement"), between the Issuer and the investors party thereto. The Series A Preferred Stock are convertible by the Reporting Person as of the date of the Subscription Agreement and are convertible at a conversion price of $1.875 per share.
- [F2]Each Share of Series A Preferred Stock is convertible, at the holder's option at any time, initially into 50,000 shares of the Issuer's Common Stock, subject to specific adjustments and limitations as set forth in the Certificate of Designation pertaining to such Series A Preferred Stock.
- [F3]Each Warrant entitles its holder to purchase one share of Common Stock at an exercise price of $2.34 per share, subject to adjustment, at any time commencing on March 29, 2018 and expiring on March 29, 2023 (or earlier upon redemption or liquidation).
Documents
Issuer
MYnd Analytics, Inc.
CIK 0000822370
Entity typeother
Related Parties
1- filerCIK 0001717633
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 7:18 PM ET
- Size
- 9.1 KB