3/A//SEC Filing
BR Dialectic Capital Management, LLC 3/A
Accession 0001615774-18-014880
CIK 0001528930other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 10:22 AM ET
Size
19.8 KB
Accession
0001615774-18-014880
Insider Transaction Report
Form 3/AAmended
B. Riley Financial, Inc.
10% Owner
Holdings
- 2,005,353
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
BRC Partners Opportunity Fund, LP
10% Owner
Holdings
- 2,005,353
Class A Common Stock
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
BRC Partners Management GP, LLC
10% Owner
Holdings
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
- 2,005,353
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
BR Dialectic Capital Management, LLC
10% Owner
Holdings
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
- 2,005,353
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
B. RILEY CAPITAL MANAGEMENT, LLC
10% Owner
Holdings
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
- 2,005,353
Class A Common Stock
B. RILEY FBR, INC.
10% Owner
Holdings
- 2,005,353
Class A Common Stock
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
DIALECTIC ANTITHESIS PARTNERS, LP
10% Owner
Holdings
- 2,005,353
Class A Common Stock
- 475,000(indirect: Please see footnotes)
Class A Common Stock
- 304,767(indirect: Please see footnotes)
Class A Common Stock
- 150,000(indirect: Please see footnotes)
Class A Common Stock
Footnotes (5)
- [F1]In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons").
- [F2]BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment advisor of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock, par value $0.01 per share ("Tax Common Stock"), of Liberty Tax, Inc., a Delaware corporation ("Liberty Tax" or the "Issuer"), reported herein except to the extent of its pecuniary interest therein. Represents 2,005,353 shares of Tax Common Stock owned directly by BRF.
- [F3]Represents 475,000 shares of Tax Common Stock owned directly by BRPLP.
- [F4]Represents 150,000 shares of Tax Common Stock owned directly by Dialectic.
- [F5]Represents 304,767 shares of Tax Common Stock owned directly by BRFBR.
Documents
Issuer
Liberty Tax, Inc.
CIK 0001528930
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001704985
Filing Metadata
- Form type
- 3/A
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 10:22 AM ET
- Size
- 19.8 KB