|4Mar 22, 4:16 PM ET

Haurwitz Rachel E. 4

4 · Caribou Biosciences, Inc. · Filed Mar 22, 2023

Insider Transaction Report

Form 4
Period: 2023-03-20
Haurwitz Rachel E.
DirectorPresident and CEO
Transactions
  • Exercise/Conversion

    Common Stock

    2023-03-20$2.96/sh+10,000$29,60030,000 total
  • Exercise/Conversion

    Option to purchase Common Stock

    2023-03-2010,000106,350 total
    Exercise: $2.96Exp: 2023-06-11Common Stock (10,000 underlying)
Holdings
  • Common Stock

    (indirect: By Trust)
    3,349,395
Footnotes (2)
  • [F1]Shares are held by The City Canyon Trust Dated May 31, 2021, of which the reporting person is a Co-Trustee with her spouse.
  • [F2]1/4th of the shares subject to this option vested on June 12, 2019 and an additional 1/48th of the aggregate number of shares subject to the option vested on the corresponding day of each month thereafter until the option became fully vested on June 12, 2022.

Documents

1 file
  • 4
    wf-form4_167951616420908.xmlPrimary

    FORM 4