Schwartz Robert Allan 4

What Happened Robert Allan Schwartz, EVP & General Counsel of ConnectOne Bancorp (CNOB), had 186 shares withheld to satisfy tax withholding related to the vesting of deferred stock units. The shares were valued at $25.95 each for a total of $4,827 on March 20, 2026. This is a tax-withholding disposition (transaction code F), not an open-market sale or purchase.

Key Details

• Transaction date: March 20, 2026; Price per share: $25.95; Total value: $4,827.
• Transaction type: F — shares withheld to cover tax liability upon RSU vesting.
• Grant/vesting note: RSUs were granted June 12, 2025; vesting occurred March 20, 2026 (footnote corrects a prior clerical error that misstated the vesting date).
• Additional shares: Filing notes it also includes 109.55 shares acquired under a dividend reinvestment plan.
• Shares owned after transaction: not specified in the reported details.

Context This was a routine tax-withholding event tied to the vesting of deferred stock units (not a purchase or voluntary sale). Such withholdings are administrative and generally do not indicate insider sentiment about the stock. The filing reports the corrected vesting date and the withholding action; no 10b5-1 plan, gift, or exercise-by-sale is involved.