ConnectOne Bancorp, Inc.·4

Jun 3, 11:46 AM ET

Rifkin Daniel E 4

4 · ConnectOne Bancorp, Inc. · Filed Jun 3, 2026

Research Summary

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ConnectOne (CNOB) Director Daniel E. Rifkin Receives Award

What Happened
Daniel E. Rifkin, a director of ConnectOne Bancorp, Inc. (CNOB), was granted 2,528 restricted shares on June 1, 2026. The Form 4 reports the acquisition price as $0.00 because this was a compensation award (restricted stock subject to forfeiture), not an open-market purchase or sale.

Key Details

  • Transaction date and price: 2026-06-01; grant reported at $0.00 per share (award/grant, code A).
  • Shares granted: 2,528 restricted shares.
  • Shares owned after transaction: not specified on the provided summary of the Form 4.
  • Vesting/conditions: Footnote indicates the restricted stock vests in full on May 1, 2027.
  • Filing timeliness: Form filed 2026-06-03 for a 2026-06-01 transaction — appears to be timely (no late filing flagged).

Context
This was a compensation-related restricted stock grant, which is common for directors and typically vests over time; the shares are subject to forfeiture until the stated vesting date. Such awards reflect compensation, not a market purchase or sale, and do not by themselves indicate the insider’s near-term view on the stock.

Insider Transaction Report

Form 4
Period: 2026-06-01
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-01+2,528206,781 total
Holdings
  • Common Stock

    (indirect: By Spouse)
    16,856
Footnotes (1)
  • [F1]Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027
Signature
/s/ Laura Criscione, POA|2026-06-03

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT