Redett John C. 4

What Happened John C. Redett, Co‑President of Carlyle Group Inc. (CG), received two restricted stock unit (RSU) awards on 2026‑02‑01 totaling 286,938 RSUs (273,973 and 12,965). On the same day 2,926 shares were withheld by the issuer to cover taxes related to vesting; those withheld shares were recorded as a disposition (tax withholding) at $58.78 per share, totaling $171,990. No open‑market sale of shares by the reporting person was reported.

Key Details

• Transaction date(s): 2026‑02‑01; Form 4 filed 2026‑02‑03 (timely filing).
• Disposition for tax withholding: 2,926 shares @ $58.78 = $171,990 (footnote F1).
• Awards received: 273,973 RSUs (F2) and 12,965 RSUs (F3) at $0 purchase price (total 286,938 RSUs).
• Vesting schedules:
  • F2 award: 40% on Aug 1, 2027; 30% on Aug 1, 2028; 30% on Aug 1, 2029 (service‑based).
  • F3 award: 1/3 on each of Feb 1, 2027; Feb 1, 2028; Feb 1, 2029 (service‑based).
• Shares owned after transaction: not specified in the provided filing extract.
• No 10b5‑1 plan, gift, or option exercise noted; withholding was for taxes, not an open‑market sale.

Context These transactions are awards (acquisitions of RSUs) and a routine tax withholding related to vesting. RSUs are restricted and vest over multiple years per the schedules above, so they are not immediately tradable. Tax withholding to cover vesting liabilities is common and does not indicate an open‑market sale by the insider.