WORKIVA INC 4
4 · WORKIVA INC · Filed Jan 20, 2017
Insider Transaction Report
Form 4
Howell Joseph H.
Executive VP
Transactions
- Award
Class A Common Stock
2017-01-18+7,556→ 23,137 total
Holdings
- 665,772(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (665,772 underlying) - 982(indirect: By Trust)
Class A Common Stock
- 178,200
Employee Stock Option to Purchase Class A Common Stock
Exercise: $15.83From: 2015-08-12Exp: 2024-08-11→ Class A Common Stock (178,200 underlying) - 4,545
Employee Stock Option to Purchase Class A Common Stock
Exercise: $14.74From: 2017-02-01Exp: 2026-02-01→ Class A Common Stock (4,545 underlying) - 44,400(indirect: By daughter)
Class A Common Stock
Footnotes (6)
- [F1]Grant of restricted stock units pursuant to the 2014 Equity Incentive Plan.
- [F2]Vests in three equal annual installments commencing on the first anniversary of the grant date.
- [F3]Each share of Class B Common Stock is convertible, at any time at the election of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) the date specified by the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, (ii) any transfer, except for certain "qualified transfers" (as defined in the Issuer's Certificate of Incorporation) or (iii) upon the death of a natural person holding shares of Class B Common Stock (subject to certain exceptions as defined in the Issuer's Certificate of Incorporation).
- [F4]Granted pursuant to the 2014 Equity Incentive Plan.
- [F5]Granted pursuant to 2009 Unit Incentive Plan.
- [F6]Vests as to 25% of the shares on the first anniversary of the grant date and as to 6.25% of the shares at the end of each three-month period thereafter.