CS Disco, Inc.·4

Feb 19, 6:19 PM ET

Garcia Susan 4

4 · CS Disco, Inc. · Filed Feb 19, 2026

Research Summary

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CS Disco GC Susan Garcia Receives RSU Awards; Sells 3,743 Shares

What Happened
Susan Garcia, General Counsel & Chief Compliance Officer of CS Disco (LAW), reported a small open‑market sale and two RSU awards. On 2026-02-17 she sold 3,743 shares at a weighted average price of $3.07 for total proceeds of $11,491 (sales ranged $3.04–$3.08). On 2026-02-18 she was credited with two RSU awards: 42,910 RSUs and 41,730 RSUs (total 84,640 RSUs) reported as acquisitions at $0.00 (awards).

Key Details

  • Transaction dates: Sale 2026-02-17; RSU awards reported 2026-02-18; Form 4 filed 2026-02-19 (timely).
  • Sale details: 3,743 shares sold, weighted-average price $3.07; price range $3.04–$3.08. Footnote says the sale was a mandatory tax-withholding sale to cover taxes/fees on vested RSUs.
  • Awards details: 42,910 RSUs (vest in 16 equal quarterly installments; first vest date May 16, 2026) and 41,730 RSUs (performance-based RSUs granted Feb 2025; performance certified Feb 18, 2026). For the performance RSUs: 1/4 vests two business days after release of 2025 earnings, remainder vests in 12 equal quarterly installments starting May 16, 2026. Each RSU represents a contingent right to one share.
  • Shares owned after the transactions: not specified in the provided filing; see the Form 4 for full holdings.
  • Filing timeliness: Report filed within the required 2 business days (not late).
  • Exhibit: Power of Attorney listed (Exhibit 24).

Context

  • The sale was identified by the filer as a routine tax-withholding sale (F = tax withholding), not a discretionary cash sale — this is common when RSUs vest.
  • The RSU entries are awards (A) — these are not open‑market purchases and reflect compensation that vests over time and/or upon achievement of performance targets, so they are contingent and subject to service/performance conditions.
  • No indication of a 10% owner transaction or options exercise in this filing.

Insider Transaction Report

Form 4
Period: 2026-02-17
Garcia Susan
GC & Chief Compliance Officer
Transactions
  • Sale

    Common Stock

    [F1][F2]
    2026-02-17$3.07/sh3,743$11,49174,237 total
  • Award

    Common Stock

    [F3]
    2026-02-18+42,910117,147 total
  • Award

    Common Stock

    [F4]
    2026-02-18+41,730158,877 total
Footnotes (4)
  • [F1]Represents the aggregate number of shares sold by the Reporting Person as a result of a mandatory sale to cover taxes and fees due upon the release and settlement of restricted stock units. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
  • [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.04 to $3.08. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  • [F3]Represents a restricted stock unit ("RSU") award. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in 16 equal quarterly installments with the first vest date occurring on May 16, 2026, and shall continue to vest on each quarterly date thereafter, subject to the Reporting Person's continuous service to the Issuer through each vesting date.
  • [F4]Represents RSUs that were granted in February 2025 subject to performance-based vesting conditions pertaining to 2025 performance, the achievement of which was certified by the Compensation Committee on February 18, 2026. Of these RSUs, 1/4th of the shares will vest after two full business days have elapsed following the Issuer's release of 2025 earnings, and the remainder will vest in twelve equal quarterly installments with the first vest date occurring on May 16, 2026, and shall continue to vest on each quarterly date thereafter, subject to the reporting person's continuous service to the Issuer through each vesting date.
Signature
/s/ Aaron Barfoot, Attorney-in-Fact|2026-02-19

Documents

2 files