DENAHAN WELLINGTON 4
4 · ANNALY CAPITAL MANAGEMENT INC · Filed May 25, 2018
Insider Transaction Report
Form 4
DENAHAN WELLINGTON
DirectorVice Chairman of Board & CIO
Transactions
- Award
Deferred Stock Units
2018-05-23+12,858→ 12,858 total→ Common Stock (12,858 underlying)
Holdings
- 200,000
Option to purchase Common Stock
Exercise: $15.61From: 2009-09-19Exp: 2018-09-19→ Common Stock (200,000 underlying) - 1,798,414
Common Stock
Footnotes (3)
- [F1]Options previously granted. All options are currently vested.
- [F2]The Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan.
- [F3]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.