4//SEC Filing
DENAHAN WELLINGTON 4
Accession 0001628280-21-010931
CIK 0001043219other
Filed
May 20, 8:00 PM ET
Accepted
May 21, 6:23 PM ET
Size
10.1 KB
Accession
0001628280-21-010931
Insider Transaction Report
Form 4
DENAHAN WELLINGTON
DirectorVice Chairman of Board & CIO
Transactions
- Award
Deferred Stock Units
2021-05-19+15,609→ 38,160 total→ Common Stock (15,609 underlying) - Exercise/Conversion
Deferred Stock Units
2021-05-20−22,551→ 15,609 total→ Common Stock (22,551 underlying) - Exercise/Conversion
Common Stock
2021-05-20+22,551→ 1,289,379 total
Holdings
- 560,036(indirect: See note)
Common Stock
Footnotes (3)
- [F1]Represents shares of Common Stock held by The Wellington J. Denahan 2020 Grantor Retained Annuity Trust (the "2020 GRAT") for the benefit of an immediate family member of the reporting person. The reporting person is sole trustee of the 2020 GRAT.
- [F2]TThe Deferred Stock Units ("DSUs") convert to shares of Common Stock on a one-for-one basis one year after the date of grant unless the director elects to defer the settlement of the DSUs until after a termination of service pursuant to the Annaly Capital Management, Inc. 2010 Equity Incentive Plan or the Annaly Capital Management, Inc. 2020 Equity Incentive Plan as applicable.
- [F3]Reflects the aggregate amount of DSUs granted during the tenure of the respective director net of any conversions.
Documents
Issuer
ANNALY CAPITAL MANAGEMENT INC
CIK 0001043219
Entity typeother
Related Parties
1- filerCIK 0001235657
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 6:23 PM ET
- Size
- 10.1 KB