Dee Michael E 4

4 · Velodyne Lidar, Inc. · Filed Mar 11, 2022

Form 4

Period: 2022-03-09

DirectorPresident and CFO

Transactions

Purchase
Public Warrants (right to buy)
2022-03-09$0.98/sh+10,200$9,996→ 525,684 total
Exercise: $11.50From: 2022-03-09Exp: 2026-10-05→ Common Stock (10,200 underlying)
Purchase
Common Stock
2022-03-09$2.12/sh+4,700$9,964→ 64,823 total

Holdings

Footnotes (4)

[F1]Owned by a trust of which one of Mr. Dee's children is the beneficiary and for which Mr. Dee serves as trustee. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F2]Represents shares of Common Stock purchased pursuant to a Subscription Agreement, dated as of July 2, 2020, executed in connection with the Business Combination between Graf Industrial Corp. and Velodyne Lidar, Inc. as described in Graf Industrial Corp.'s definitive proxy statement on Schedule 14A filed by Graf Industrial Corp. with the SEC on September 14, 2020.
[F3]Voting and investment power over the shares held by Spar City Capital LLC resides with Mr. Dee as its President and Chief Financial Officer. Mr. Dee disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
[F4]Each public warrant is exercisable to purchase one-half of one share, or three-quarters of one share, of the Issuer's common stock at $11.50 per whole share, subject to adjustment as described under the heading "Description of Securities - Redeemable Warrants - Public Stockholders' Warrants" in the Issuer's Registration Statement on Form S-1 (File No. 333-227396) (the "Registration Statement").

Documents

3 files