Home/Filings/4/0001628280-23-022585
4//SEC Filing

George Stephen J. 4

Accession 0001628280-23-022585

CIK 0001827821other

Filed

Jun 15, 8:00 PM ET

Accepted

Jun 16, 9:25 PM ET

Size

7.9 KB

Accession

0001628280-23-022585

Insider Transaction Report

Form 4
Period: 2023-06-14
Transactions
  • Award

    Common Stock, $0.0001 par value per share

    2023-06-14+111,111135,111 total
Holdings
  • Common Stock, $0.0001 par value per share

    (indirect: By LLC)
    1,434,124
  • Common Stock, $0.0001 par value per share

    (indirect: Panorama Growth Partners II, LP)
    2,957,103
Footnotes (3)
  • [F1]These shares represent restricted stock units ("RSUs") granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each RSU represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.
  • [F2]All of these securities consist of RSUs.
  • [F3]Includes 2,957,103 shares of common stock held by Panorama Growth Partners II, LP and 1,434,124 shares of common stock held by Panorama Equidate Co-Investment, LLC. Panorama Point Partners GP II, LLC, an entity which is managed by the Reporting Person, is the general partner of Panorama Growth Partners II, LP. Panorama Point Partners, LLC, an entity which the Reporting Person is the controlling manager, is the manager of Panorama Equidate Co-Investment, LLC. The Reporting Person disclaims beneficial ownership of all securities held by Panorama Growth Partners II, LP and Panorama Equidate Co-Investment, LLC except to the extent of his pecuniary interest therein.

Issuer

Forge Global Holdings, Inc.

CIK 0001827821

Entity typeother

Related Parties

1
  • filerCIK 0001917003

Filing Metadata

Form type
4
Filed
Jun 15, 8:00 PM ET
Accepted
Jun 16, 9:25 PM ET
Size
7.9 KB