4//SEC Filing
Sepulveda Carlos M 4
Accession 0001628280-23-024464
CIK 0001539638other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 4:24 PM ET
Size
6.0 KB
Accession
0001628280-23-024464
Insider Transaction Report
Form 4
Sepulveda Carlos M
DirectorExecutive Chairman
Transactions
- Award
Common Stock
2023-07-03+897→ 412,242 total
Holdings
- 5,398
Depository Shares
Footnotes (3)
- [F1]Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
- [F2]Consists of (i) 248,516 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
- [F3]Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001405703
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 4:24 PM ET
- Size
- 6.0 KB