4//SEC Filing
Sepulveda Carlos M 4
Accession 0001628280-23-030507
CIK 0001539638other
Filed
Aug 23, 8:00 PM ET
Accepted
Aug 24, 4:02 PM ET
Size
6.0 KB
Accession
0001628280-23-030507
Insider Transaction Report
Form 4
Sepulveda Carlos M
DirectorExecutive Chairman
Transactions
- Purchase
Depository Shares
2023-08-23$20.00/sh+7,400$148,000→ 12,798 total
Holdings
- 412,242
Common Stock
Footnotes (3)
- [F1]Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
- [F2]The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F3]Consists of (i) 248,516 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001405703
Filing Metadata
- Form type
- 4
- Filed
- Aug 23, 8:00 PM ET
- Accepted
- Aug 24, 4:02 PM ET
- Size
- 6.0 KB