Sepulveda Carlos M 4
4 · Triumph Financial, Inc. · Filed Aug 24, 2023
Insider Transaction Report
Form 4
Sepulveda Carlos M
DirectorExecutive Chairman
Transactions
- Purchase
Depository Shares
2023-08-23$20.00/sh+7,400$148,000→ 12,798 total
Holdings
- 412,242
Common Stock
Footnotes (3)
- [F1]Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
- [F2]The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F3]Consists of (i) 248,516 shares beneficially owned by reporting person, and (ii) 163,726 shares beneficially owned jointly with spouse Susan S. Sepulveda.