Sepulveda Carlos M 4
4 · Triumph Financial, Inc. · Filed Oct 27, 2023
Insider Transaction Report
Form 4
Sepulveda Carlos M
DirectorExecutive Chairman
Transactions
- Gift
Common Stock
2023-10-25−5,617→ 406,625 total
Holdings
- 12,798
Depository Shares
Footnotes (3)
- [F1]Represents a gift by the reporting person to a 501(c)(3) charitable organization.
- [F2]Consists of (i) 242,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 163,726 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
- [F3]Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.