4//SEC Filing
Sepulveda Carlos M 4
Accession 0001628280-23-040372
CIK 0001539638other
Filed
Nov 29, 7:00 PM ET
Accepted
Nov 30, 5:29 PM ET
Size
5.8 KB
Accession
0001628280-23-040372
Insider Transaction Report
Form 4
Sepulveda Carlos M
DirectorExecutive Chairman
Transactions
- Gift
Common Stock
2023-11-28−5,000→ 380,125 total
Holdings
- 12,798
Depository Shares
Footnotes (3)
- [F1]Represents a gift by the reporting person to a 501(c)(3) charitable organization
- [F2]Consists of (i) 237,899 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 142,226 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Susan Sepulveda.
- [F3]Each Depository Shares represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
Documents
Issuer
Triumph Financial, Inc.
CIK 0001539638
Entity typeother
Related Parties
1- filerCIK 0001405703
Filing Metadata
- Form type
- 4
- Filed
- Nov 29, 7:00 PM ET
- Accepted
- Nov 30, 5:29 PM ET
- Size
- 5.8 KB