Home/Filings/4/0001628280-24-031171
4//SEC Filing

Davis Richard Loren 4

Accession 0001628280-24-031171

CIK 0001539638other

Filed

Jul 2, 8:00 PM ET

Accepted

Jul 3, 5:04 PM ET

Size

8.1 KB

Accession

0001628280-24-031171

Insider Transaction Report

Form 4
Period: 2024-07-01
Transactions
  • Award

    Common Stock

    2024-07-01+46855,262 total
Holdings
  • Common Stock

    (indirect: By Trust)
    74,079
  • Common Stock

    (indirect: By Trust)
    74,079
  • Depository Shares

    20,000
Footnotes (5)
  • [F1]Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
  • [F2]Consists of (i) 16,634 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 38,628 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Sheree Davis
  • [F3]These 74,079 shares are beneficially owned by reporting person as trustee of the Sheree Davis 2006 Children's Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F4]These 74,079 shares are beneficially owned by reporting person as trustee of the Rick Davis 2006 Family Trust. Reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  • [F5]Each Depository Share represents a I/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share. Shares purchased in an underwritten public offering.

Issuer

Triumph Financial, Inc.

CIK 0001539638

Entity typeother

Related Parties

1
  • filerCIK 0001623821

Filing Metadata

Form type
4
Filed
Jul 2, 8:00 PM ET
Accepted
Jul 3, 5:04 PM ET
Size
8.1 KB