4//SEC Filing
Singh Cassidy Sukhinder 4
Accession 0001628280-24-049802
CIK 0001647639other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 5:32 PM ET
Size
26.7 KB
Accession
0001628280-24-049802
Insider Transaction Report
Form 4
Singh Cassidy Sukhinder
Director
Transactions
- Sale
Common Stock
2024-11-29$78.46/sh−2,925$229,498→ 13,270 total - Sale
Common Stock
2024-11-29$77.82/sh−12,075$939,637→ 16,195 total - Exercise/Conversion
Common Stock
2024-12-02$8.41/sh+10,000$84,100→ 23,270 total - Sale
Common Stock
2024-12-02$74.78/sh−350$26,171→ 13,270 total - Sale
Common Stock
2024-12-02$74.43/sh−200$14,886→ 8,278 total - Sale
Common Stock
2024-12-02$70.21/sh−3,697$259,556→ 19,573 total - Sale
Common Stock
2024-12-02$72.02/sh−910$65,539→ 13,920 total - Sale
Common Stock
2024-12-02$71.11/sh−1,770$125,858→ 9,078 total - Sale
Common Stock
2024-12-02$72.06/sh−500$36,032→ 8,578 total - Exercise/Conversion
Stock Option (Right to buy)
2024-12-02−10,000→ 113,295 totalExercise: $8.41Exp: 2030-04-16→ Common Stock (10,000 underlying) - Sale
Common Stock
2024-12-02$70.97/sh−4,743$336,611→ 14,830 total - Sale
Common Stock
2024-12-02$73.04/sh−300$21,912→ 13,620 total - Sale
Common Stock
2024-12-02$70.30/sh−2,422$170,274→ 10,848 total - Sale
Common Stock
2024-12-02$73.04/sh−100$7,304→ 8,478 total
Footnotes (13)
- [F1]The exercise and sales reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2024.
- [F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.75 to $71.565.
- [F11]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.805 to $72.69.
- [F12]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.27 to $74.59.
- [F13]All of the shares subject to this option are fully vested and exercisable as of the date hereof.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.31 to $78.30. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (4) through (12) to this Form 4.
- [F3]Certain of the securities reported in Column 5 of each row of Table I are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.32 to $79.00.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.545 to $70.52.
- [F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.58 to $71.5175.
- [F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.61 to $72.33.
- [F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.59 to $75.00.
- [F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $69.74 to $70.66.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001470176
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 5:32 PM ET
- Size
- 26.7 KB