4//SEC Filing
LISSY DAVID H 4
Accession 0001628280-25-033595
CIK 0001382821other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 9:27 PM ET
Size
14.3 KB
Accession
0001628280-25-033595
Insider Transaction Report
Form 4
Redfin CorpRDFN
LISSY DAVID H
Director
Transactions
- Exercise/Conversion
Restricted Stock Unit
2025-06-26−19,668→ 0 total→ Common Stock (19,668 underlying) - Exercise/Conversion
Common Stock
2025-06-26+19,668→ 39,503 total - Exercise/Conversion
Phantom Stock
2025-06-26−74,070→ 0 total→ Common Stock (74,070 underlying) - Exercise/Conversion
Common Stock
2025-06-26+74,070→ 113,573 total
Holdings
- 10,000(indirect: By Trust)
Common Stock
- 10,000(indirect: By Trust)
Common Stock
- 10,000(indirect: By Trust)
Common Stock
- 20,000(indirect: By Trust)
Common Stock
Footnotes (5)
- [F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement.
- [F2]Represents 74,070 shares of Redfin Corporation's ("the Company") common stock in respect of RSUs that previously vested, for which settlement was deferred pursuant to the Company's director deferral program until the earlier of (i) the reporting person's termination of service with the Company and (ii) a change in control of the Company. In connection with the pending merger contemplated by the Merger Agreement (as defined below), these previously deferred RSUs were settled on June 26, 2025.
- [F3]Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.
- [F4]These RSUs vested on June 26, 2025 pursuant to the terms of the Company's Equity Incentive Plan in connection with the pending acquisition of the Company by Rocket Companies, Inc. ("Parent") pursuant to the Agreement and Plan of Merger, dated March 9, 2025, by and among the Company, Parent and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent.
- [F5]RSUs do not expire; they either vest or are canceled prior to the vesting date.
Documents
Issuer
Redfin Corp
CIK 0001382821
Entity typeother
Related Parties
1- filerCIK 0001193298
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 9:27 PM ET
- Size
- 14.3 KB