LISSY DAVID H 4

4 · Redfin Corp · Filed Jun 30, 2025

Form 4

Period: 2025-06-26

Director

Transactions

Exercise/Conversion
Restricted Stock Unit
2025-06-26−19,668→ 0 total
→ Common Stock (19,668 underlying)
Exercise/Conversion
Common Stock
2025-06-26+19,668→ 39,503 total
Exercise/Conversion
Phantom Stock
2025-06-26−74,070→ 0 total
→ Common Stock (74,070 underlying)
Exercise/Conversion
Common Stock
2025-06-26+74,070→ 113,573 total

Holdings

Footnotes (5)

[F1]Restricted stock units ("RSUs") convert into common stock on a one-for-one basis upon settlement.
[F2]Represents 74,070 shares of Redfin Corporation's ("the Company") common stock in respect of RSUs that previously vested, for which settlement was deferred pursuant to the Company's director deferral program until the earlier of (i) the reporting person's termination of service with the Company and (ii) a change in control of the Company. In connection with the pending merger contemplated by the Merger Agreement (as defined below), these previously deferred RSUs were settled on June 26, 2025.
[F3]Held by a revocable trust for which the reporting person is the settlor. The reporting person disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein.
[F4]These RSUs vested on June 26, 2025 pursuant to the terms of the Company's Equity Incentive Plan in connection with the pending acquisition of the Company by Rocket Companies, Inc. ("Parent") pursuant to the Agreement and Plan of Merger, dated March 9, 2025, by and among the Company, Parent and Neptune Merger Sub, Inc., a wholly owned subsidiary of Parent.
[F5]RSUs do not expire; they either vest or are canceled prior to the vesting date.

Documents

1 file