Stein Jeffrey Scott 4
4 · AMBAC FINANCIAL GROUP INC · Filed Sep 30, 2025
Insider Transaction Report
Form 4
Stein Jeffrey Scott
Director
Transactions
- Conversion
Restricted Stock Units
2025-09-29−167,807→ 0 total→ Common Stock (167,807 underlying) - Conversion
Common Stock, par value $0.01 per share
2025-09-29+167,807→ 217,807 total
Footnotes (2)
- [F1]Upon the closing of the sale of Ambac Assurance Corporation to an entity owned by funds managed by Oaktree Capital Management, L.P., a change of control was triggered causing the Director's Restricted Stock Units to vest and settle.
- [F2]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the common stock of Ambac Financial Group, Inc. (the "Company").