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4//SEC Filing

TANNENBAUM LEONARD M 4

Accession 0001628280-25-053019

CIK 0002012706other

Filed

Nov 17, 7:00 PM ET

Accepted

Nov 18, 7:56 PM ET

Size

11.7 KB

Accession

0001628280-25-053019

Insider Transaction Report

Form 4
Period: 2025-11-14
TANNENBAUM LEONARD M
DirectorExecutive Chairman10% Owner
Transactions
  • Purchase

    Common Stock

    2025-11-17$9.61/sh+17,500$168,1752,955,436 total
  • Purchase

    Common Stock

    2025-11-14$9.38/sh+14,710$137,9802,937,936 total
Holdings
  • Common Stock

    (indirect: See footnote)
    448,681
  • Common Stock

    (indirect: By reporting person as UTMA custodian for son)
    1,000
  • Common Stock

    (indirect: By Spouse)
    33,132
  • Common Stock

    (indirect: See footnote)
    15,000
  • Common Stock

    (indirect: See footnote)
    58,958
Footnotes (6)
  • [F1]This transaction was executed in multiple trades ranging from $9.33 to $9.49; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
  • [F2]This transaction was executed in multiple trades ranging from $9.56 to $9.70; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
  • [F3]These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  • [F4]These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  • [F5]These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
  • [F6]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

Issuer

Sunrise Realty Trust, Inc.

CIK 0002012706

Entity typeother

Related Parties

1
  • filerCIK 0001200461

Filing Metadata

Form type
4
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 7:56 PM ET
Size
11.7 KB