4//SEC Filing
TANNENBAUM LEONARD M 4
Accession 0001628280-25-053675
CIK 0001822523other
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 8:39 PM ET
Size
6.8 KB
Accession
0001628280-25-053675
Insider Transaction Report
Form 4
TANNENBAUM LEONARD M
Director10% Owner
Transactions
- Award
Common Stock
2025-11-20$2.74/sh+729,927$2,000,000→ 5,692,098 total
Holdings
- 218,907(indirect: By Spouse)
Common Stock
- 180,400(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]Represents restricted stock granted under the Issuer's Stock Incentive Plan that is fully-vested as of November 20, 2025.
- [F2]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F3]These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Documents
Issuer
Advanced Flower Capital Inc.
CIK 0001822523
Entity typeother
Related Parties
1- filerCIK 0001200461
Filing Metadata
- Form type
- 4
- Filed
- Nov 20, 7:00 PM ET
- Accepted
- Nov 21, 8:39 PM ET
- Size
- 6.8 KB