4//SEC Filing
TANNENBAUM LEONARD M 4
Accession 0001628280-25-055192
CIK 0001822523other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 7:56 PM ET
Size
8.9 KB
Accession
0001628280-25-055192
Insider Transaction Report
Form 4
TANNENBAUM LEONARD M
Director10% Owner
Transactions
- Purchase
Common Stock
2025-12-01$2.88/sh+15,000$43,200→ 5,707,098 total - Purchase
Common Stock
2025-12-02$2.87/sh+39,000$111,930→ 5,746,098 total
Holdings
- 218,907(indirect: By Spouse)
Common Stock
- 180,400(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]This transaction was executed in multiple trades ranging from $2.85 to $2.92; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- [F2]This transaction was executed in multiple trades ranging from $2.82 to $2.94; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- [F3]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F4]These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
Documents
Issuer
Advanced Flower Capital Inc.
CIK 0001822523
Entity typeother
Related Parties
1- filerCIK 0001200461
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 7:56 PM ET
- Size
- 8.9 KB