4//SEC Filing
TANNENBAUM LEONARD M 4
Accession 0001628280-26-000137
CIK 0002012706other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:11 PM ET
Size
11.9 KB
Accession
0001628280-26-000137
Insider Transaction Report
Form 4
TANNENBAUM LEONARD M
DirectorExecutive Chairman10% Owner
Transactions
- Purchase
Common Stock
2025-12-30$9.77/sh+37,000$361,490→ 485,681 total(indirect: See footnote) - Purchase
Common Stock
2025-12-31$9.40/sh+100,000$940,000→ 585,681 total(indirect: See footnote)
Holdings
- 3,011,226
Common Stock
- 15,000(indirect: See footnote)
Common Stock
- 1,000(indirect: By reporting person as UTMA custodian for son)
Common Stock
- 58,958(indirect: See footnote)
Common Stock
- 33,132(indirect: By Spouse)
Common Stock
Footnotes (6)
- [F1]This transaction was executed in multiple trades ranging from $9.62 to $9.82; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- [F2]These shares are held by the Tannenbaum Family Foundation (formerly known as the Leonard M. Tannenbaum Foundation), for which the Reporting Person serves as the President. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- [F3]This transaction was executed in multiple trades ranging from $9.31 to $9.46; the price reported reflects the weighted average price. The Reporting Person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or any security holder of the issuer.
- [F4]These shares are held by the Sunny 5 Irrevocable Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- [F5]These shares are held by the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- [F6]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
Documents
Issuer
Sunrise Realty Trust, Inc.
CIK 0002012706
Entity typeother
Related Parties
1- filerCIK 0001200461
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 4:11 PM ET
- Size
- 11.9 KB