4//SEC Filing
Gupta Amit 4
Accession 0001628280-26-000725
CIK 0001666071other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 6:53 PM ET
Size
9.3 KB
Accession
0001628280-26-000725
Insider Transaction Report
Form 4
Cardlytics, Inc.CDLX
Gupta Amit
DirectorChief Executive Officer
Transactions
- Exercise/Conversion
Common Stock
2026-01-01+14,349→ 512,659 total - Sale
Common Stock
2026-01-05$1.17/sh−5,807$6,794→ 506,852 total - Exercise/Conversion
Restricted Stock Units
2026-01-01−14,349→ 14,350 total→ Common Stock (14,349 underlying)
Footnotes (4)
- [F1]Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of the Issuer.
- [F2]Shares were sold solely to satisfy tax withholding obligations that resulted from the delivery of shares of common stock for RSUs that vested on January 1, 2026. The Reporting Person did not sell shares for any other purpose.
- [F3]The price reported is a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $1.12 to $1.235, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3).
- [F4]The RSU award was originally for 114,796 shares. The RSU award vested or will vest in eight equal installments on July 1, 2024, October 1, 2024, January 1, 2025, April 1, 2025, July 1, 2025, October 1, 2025, January 1, 2026 and April 1, 2026, provided that the Reporting Person remains employed by the Issuer on such vesting date.
Documents
Issuer
Cardlytics, Inc.
CIK 0001666071
Entity typeother
Related Parties
1- filerCIK 0001961238
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 6:53 PM ET
- Size
- 9.3 KB