TANNENBAUM LEONARD M 4
4 · TCG Strategic Income Fund · Filed Jan 27, 2026
Research Summary
AI-generated summary of this filing
TCG Strategic Income Fund (TCGSX) 10% Owner Leonard Tannenbaum Buys Shares
What Happened Leonard M. Tannenbaum, identified as a 10% owner, purchased 19,841.27 shares of TCG Strategic Income Fund (TCGSX) on January 26, 2026, at $10.08 per share for a total reported transaction value of $200,000. This was a buy (code P), which is a direct purchase rather than a sale or option exercise.
Key Details
- Transaction date and price: 2026-01-26, 19,841.27 shares at $10.08 each (total $200,000).
- Filing date: Form 4 filed 2026-01-27 (one day after the transaction) — appears to be timely.
- Shares owned after transaction: Not specified in this filing.
- Footnotes:
- F1: These shares are held by a wholly owned subsidiary of the Tannenbaum Family 2012 Trust for the benefit of certain family members; Jeffrey Boccuzzi is a co-trustee. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
- F2: Reporting person is an officer and direct holder of a controlling LLC interest in TCG Strategic Income Advisor LLC (the fund’s adviser), which beneficially owns 10,000 shares; he disclaims beneficial ownership of those shares except to his pecuniary interest and states inclusion is not an admission of beneficial ownership for Section 16 purposes.
Context As a purchase by a 10% owner (with trust and adviser-related holdings noted), this transaction reflects a direct acquisition of fund shares rather than option activity, gifts, or tax-withholding events. Footnotes indicate trust and adviser-ownership structures and disclaimers of broader beneficial ownership; therefore, treat the reported purchase as a pecuniary interest disclosure rather than necessarily reflecting individual portfolio moves by an executive.
Insider Transaction Report
- Purchase
Class I Common Shares of Beneficial Interest
[F1]2026-01-26$10.08/sh+19,841.27$200,000→ 311,060.93 total(indirect: See footnote)
- 300
Class I Common Shares of Beneficial Interest
- 7,820(indirect: By LLC)
Class I Common Shares of Beneficial Interest
[F2]
Footnotes (2)
- [F1]These shares are held by a wholly-owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain members of the Reporting Person's family, for which Jeffrey Boccuzzi is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
- [F2]Officer and direct holder of a controlling limited liability company interest of TCG Strategic Income Advisor LLC, the investment adviser to the Issuer, which beneficially owns 10,000 shares of the Issuer. The reporting person disclaims beneficial ownership of these except of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for purposes of Section 16 or for any other purpose.