TANNENBAUM LEONARD M 4

What Happened Leonard M. Tannenbaum, identified as a 10% owner, purchased 19,841.27 shares of TCG Strategic Income Fund (TCGSX) on January 26, 2026, at $10.08 per share for a total reported transaction value of $200,000. This was a buy (code P), which is a direct purchase rather than a sale or option exercise.

Key Details

• Transaction date and price: 2026-01-26, 19,841.27 shares at $10.08 each (total $200,000).
• Filing date: Form 4 filed 2026-01-27 (one day after the transaction) — appears to be timely.
• Shares owned after transaction: Not specified in this filing.
• Footnotes:
  • F1: These shares are held by a wholly owned subsidiary of the Tannenbaum Family 2012 Trust for the benefit of certain family members; Jeffrey Boccuzzi is a co-trustee. The reporting person disclaims beneficial ownership except to the extent of his pecuniary interest.
  • F2: Reporting person is an officer and direct holder of a controlling LLC interest in TCG Strategic Income Advisor LLC (the fund’s adviser), which beneficially owns 10,000 shares; he disclaims beneficial ownership of those shares except to his pecuniary interest and states inclusion is not an admission of beneficial ownership for Section 16 purposes.

Context As a purchase by a 10% owner (with trust and adviser-related holdings noted), this transaction reflects a direct acquisition of fund shares rather than option activity, gifts, or tax-withholding events. Footnotes indicate trust and adviser-ownership structures and disclaimers of broader beneficial ownership; therefore, treat the reported purchase as a pecuniary interest disclosure rather than necessarily reflecting individual portfolio moves by an executive.