Spaulding Suzanne 4

What Happened

• Suzanne Spaulding, a director of Oppenheimer Holdings Inc. (OPY), was reported to have acquired 3,000 shares on 2025-09-22. The filing lists the transaction as code J ("other acquisition"); a footnote clarifies these are restricted stock awards granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. No purchase price or total dollar value is provided in the filing.

Key Details

• Transaction date: 2025-09-22
• Filing date: 2026-01-29 (filed late relative to the typical 2-business-day Form 4 deadline)
• Transaction code: J (other acquisition); Footnote F1: restricted stock award under the 2024 Incentive Plan
• Shares acquired: 3,000
• Price/value: Not disclosed (N/A)
• Shares owned after transaction: Not specified in the filing
• Timeliness: Late filing — reduces how quickly investors could act on this disclosure but does not change the underlying award

Context

• Restricted stock awards are typically compensation granted to insiders and often come with vesting or transfer restrictions; they are not the same as an open-market purchase and do not necessarily signal immediate personal conviction to buy stock. This is an acquisition via compensation rather than a market buy or sale.