OPPENHEIMER HOLDINGS INC·4

Jan 29, 4:47 PM ET

McNAMARA DENNIS P 4

4 · OPPENHEIMER HOLDINGS INC · Filed Jan 29, 2026

Research Summary

AI-generated summary of this filing

Updated

Oppenheimer (OPY) Secretary Dennis McNamara Receives Award (RSU Vesting)

What Happened

  • Dennis P. McNamara, Secretary of Oppenheimer Holdings Inc. (OPY), had a 5,000-share restricted stock award vest on January 28, 2026. Per the filing, 3,084 Class A non‑voting common shares were converted/acquired and 1,916 shares were forfeited. No price or cash value was reported for these transactions.

Key Details

  • Transaction date: 2026-01-28; Form 4 filed: 2026-01-29 (timely).
  • Reported transaction codes: J (other acquisition/disposition) — here used for RSU vesting/conversion and forfeiture.
  • Price: N/A (no dollar amounts reported).
  • Outcome: 3,084 shares converted into Class A non‑voting common stock; 1,916 shares forfeited from the 5,000-share award granted Jan 28, 2021 (footnote).
  • Shares owned after transaction: not specified in the summary data provided; see the full Form 4 for holdings totals.

Context

  • This was not an open-market buy or sale but a vesting/conversion event for previously granted restricted stock units (RSUs). Such vesting events are routine and reflect grant terms (including forfeiture rules), not an active purchase or sale decision by the insider.

Insider Transaction Report

Form 4
Period: 2026-01-28
Transactions
  • Other

    Class A non-voting common stock

    [F1]
    2026-01-28+3,08424,850 total
  • Other

    Restricted Class A non-voting common stock

    [F1]
    2026-01-285,0009,500 total
    Class A non-voting common stock (5,000 underlying)
Footnotes (1)
  • [F1]The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.
Signature
/s/ Jenny Chan, as Attorney-in-fact for Dennis P. McNamara|2026-01-28

Documents

1 file
  • 4
    wk-form4_1769723235.xmlPrimary

    FORM 4