McNAMARA DENNIS P 4

What Happened

• Dennis P. McNamara, Secretary of Oppenheimer Holdings Inc. (OPY), had a 5,000-share restricted stock award vest on January 28, 2026. Per the filing, 3,084 Class A non‑voting common shares were converted/acquired and 1,916 shares were forfeited. No price or cash value was reported for these transactions.

Key Details

• Transaction date: 2026-01-28; Form 4 filed: 2026-01-29 (timely).
• Reported transaction codes: J (other acquisition/disposition) — here used for RSU vesting/conversion and forfeiture.
• Price: N/A (no dollar amounts reported).
• Outcome: 3,084 shares converted into Class A non‑voting common stock; 1,916 shares forfeited from the 5,000-share award granted Jan 28, 2021 (footnote).
• Shares owned after transaction: not specified in the summary data provided; see the full Form 4 for holdings totals.

Context

• This was not an open-market buy or sale but a vesting/conversion event for previously granted restricted stock units (RSUs). Such vesting events are routine and reflect grant terms (including forfeiture rules), not an active purchase or sale decision by the insider.