TCG Strategic Income Fund·4

Feb 10, 4:34 PM ET

TANNENBAUM LEONARD M 4

Research Summary

AI-generated summary

Updated

TCGSX 10% Owner Leonard Tannenbaum Buys Stock

What Happened
Leonard M. Tannenbaum, reported as a 10% owner of TCG Strategic Income Fund (TCGSX), made an open-market/private purchase of 184,804.928 shares on February 9, 2026 at $9.74 per share, for a total reported value of $1,800,000. This filing reports a purchase (which some investors view as a bullish signal).

Key Details

  • Transaction date and price: 2026-02-09, 184,804.928 shares at $9.74 each.
  • Total value: $1,800,000 (reported).
  • Shares owned after transaction: Not specified in this Form 4.
  • Filing date: 2026-02-10 (filed one day after the transaction; appears timely).
  • Footnotes:
    • F1: The shares are held by a wholly‑owned subsidiary of the Tannenbaum Family 2012 Trust for benefit of certain family members; Jeffrey Boccuzzi is a co‑trustee. Mr. Tannenbaum disclaims beneficial ownership except to the extent of his pecuniary interest.
    • F2: Mr. Tannenbaum is an officer and direct holder of a controlling LLC interest in TCG Strategic Income Advisor LLC (the fund’s adviser), which beneficially owns 10,000 shares; he disclaims beneficial ownership of those shares except to the extent of any pecuniary interest.

Context
As a reported 10% owner (not necessarily an executive trading on company operations), this purchase reflects increased exposure by a principal-level stakeholder. The filing is straightforward (purchase = code P); no options, awards, gifts, or tax-withholding actions are reported.