Spaulding Suzanne 4

What Happened

• Suzanne Spaulding, a director of Oppenheimer Holdings Inc. (OPY), was granted 1,400 shares as an "other acquisition" on 2026-02-26. The Form 4 lists the transaction code J and no purchase price (N/A); a footnote clarifies this is a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan. This is an award (compensation) rather than an open-market purchase or sale.

Key Details

• Transaction date: 2026-02-26; Form 4 filed: 2026-02-27 (filed promptly).
• Shares involved: 1,400 restricted shares; price listed as N/A.
• Footnote: F1 — represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan.
• Shares owned after transaction: not specified in the provided filing excerpt.
• Timeliness: Filing appears timely (reported the day after the transaction), so no late-filing flag noted.

Context

• Restricted stock awards are typically compensation-related grants that may vest over time and can be subject to forfeiture or transfer restrictions; they are not direct market purchases and therefore are a routine form of executive/director compensation rather than a clear buy/sell signal.