Thomas Corey E. 4

What Happened
Corey E. Thomas, a director of LPL Financial Holdings Inc., was credited with 7 stock units on 2026-03-24. The Form 4 reports these as an acquisition/award (A) at $0.00. The units were granted under the issuer’s 2021 Omnibus Equity Incentive Plan, are fully vested, and were credited to his Non-Employee Director Deferred Compensation Plan (DDCP) account in connection with a quarterly cash dividend.

Key Details

• Transaction date: 2026-03-24; filing date: 2026-03-26 (timely within Form 4 rules).
• Transaction: Award/acquisition of 7 stock units at $0.00 reported value.
• Shares owned after transaction: not disclosed in the filing.
• Footnote: Each stock unit represents the right to receive one share and the units were fully vested; these units were credited to a DDCP account as the result of a dividend credit (Footnote F1).
• Administrative note: The Form 4 was signed by a designee under a Power of Attorney dated Nov 25, 2024.

Context
These stock units are a non-cash award tied to dividend credits and deferred compensation — an administrative/compensation entry rather than a market purchase or sale. Such dividend-credited units do not necessarily indicate insider buying or selling sentiment; they reflect plan mechanics (conversion of dividends into deferred stock units).