Rafferty Michael P 4/A

What Happened

• Michael P. Rafferty, a director of Triumph Financial, was granted 1,258 restricted stock units (RSUs) on May 1, 2026. The award was reported at $0.00 per share (total reported value $0) because these are time‑vested RSUs that will convert to common shares if and when they vest. This Form 4/A amends the original Form 4 filed May 5, 2026 to correct the number of shares granted (corrected from 1,528 to 1,258).

Key Details

• Transaction date: 2026-05-01; reported price: $0.00 per RSU; total reported value: $0.
• Vesting: The RSUs are time‑vested and vest one year from the award date (see footnote F1).
• Shares owned after transaction (per filing, footnote F3): 20,909 shares beneficially owned individually, 1,258 RSUs subject to future vesting, and 16,134 shares owned jointly with spouse — total listed interest = 38,301 shares/equivalents.
• Filing status: This is an amended Form 4 (Form 4/A) correcting the reported share count (footnote F2). The original Form 4 was filed May 5, 2026.

Context

• RSU grants are compensation awards, not open‑market purchases or sales, and do not, by themselves, indicate buying or selling sentiment until shares vest or are sold. These RSUs convert to common stock only upon vesting subject to the one‑year vesting schedule noted in the filing.