Triumph Financial, Inc.·4

May 5, 8:01 PM ET

Voss William B. 4

Research Summary

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Triumph Financial CFO William Voss Receives RSUs; Sells 1,672 Shares

What Happened
William B. Voss, Chief Financial Officer of Triumph Financial (TFIN), received equity awards on May 1, 2026 totaling 9,029 restricted stock units (RSUs) (grants of 2,220; 2,691; and 4,118 RSUs). At the same time 1,672 shares were forfeited/withheld to cover tax withholding obligations at $67.55 per share, yielding proceeds/value of $112,944 (reported as a disposition for tax withholding).

Key Details

  • Transaction date: May 1, 2026; Form 4 filed May 5, 2026.
  • Grants: 2,220 RSUs @ $0.00; 2,691 RSUs (performance-based) @ $0.00; 4,118 RSUs (derivative) @ $0.00.
  • Tax withholding: 1,672 shares withheld/disposed at $67.55 per share (total $112,944). This is reported as a disposition to cover tax liabilities.
  • Shares owned after transaction (per filing): 10,525 shares beneficially owned + 5,471 restricted shares/RSUs subject to future vesting.
  • Notable footnotes: RSUs vest ratably over the first four anniversaries of the grant (vesting schedule); the 2,691 amount reflects performance-based awards; 1,672 shares forfeited to satisfy tax withholding. The filing does not indicate a 10b5-1 plan.

Context
These transactions are routine equity compensation activity: new RSU awards were granted, and a portion of shares was withheld to satisfy tax obligations upon vesting (a common "sell to cover" or withholding). Such withholding is not the same as an open-market sale and is typically administrative rather than a signal of insider sentiment.