Thomas Corey E. 4

What Happened
Corey E. Thomas, a director of LPL Financial Holdings Inc. (LPLA), was granted/credited 7 stock units on 2026-06-04. The units were recorded as an acquisition (code A) at $0.00 per unit (total reported value $0). Each stock unit represents the right to receive one share of common stock and these units are fully vested.

Key Details

• Transaction date: 2026-06-04; Form 4 filed 2026-06-08 (timely filing).
• Transaction type/code: Award/Grant (A).
• Quantity: 7 stock units; reported acquisition price: $0.00; reported total value: $0.
• Shares owned after transaction: not disclosed in the filing.
• Footnote: Units were granted under the Issuer’s 2021 Omnibus Equity Incentive Plan and were credited to the reporting person's account under the Non-Employee Director Deferred Compensation Plan (DDCP) in connection with a quarterly cash dividend; units are fully vested.
• Filing signer: submitted on behalf of Corey E. Thomas under a Power of Attorney dated Nov 25, 2024.

Context
This was a small, non-market award (stock units credited as dividend equivalents to a deferred compensation account), not an open-market purchase or sale. Such dividend-related awards are routine for non-employee directors and do not, by themselves, indicate a trading signal.