Honeywell Aerospace Inc.·4

Jul 1, 8:30 PM ET

Arlak Karen Elizabeth 4

4 · Honeywell Aerospace Inc. · Filed Jul 1, 2026

Research Summary

AI-generated summary of this filing

Updated

Honeywell Aerospace SVP Karen Arlak Receives 3,420-Share Award

What Happened

  • Karen Arlak, Senior Vice President and Chief Human Resources Officer at Honeywell Aerospace (HONA), was reported to have acquired 3,420 shares on June 29, 2026. The Form 4 records this as an award/grant (derivative) at an acquisition price of $0.00 — a distribution related to Honeywell’s spin‑off of Honeywell Aerospace.

Key Details

  • Transaction date and type: June 29, 2026 — Grant/Award (derivative) of 3,420 shares at $0.00 each.
  • Reported value: $0 (shares distributed rather than purchased).
  • Shares owned after transaction: Not specified in the filing.
  • Relevant footnotes: F1 — shares were distributed pro rata as part of Honeywell’s spin‑off of HONA; F2 — any HONA shares held indirectly in the Honeywell Aerospace 401(k) will be reported after the blackout period.
  • Timeliness: Filing shows report date 2026-07-01 for a 2026-06-29 transaction; no late filing flag disclosed.

Context

  • This was a spin‑off distribution (a corporate dividend of HONA stock), not an open‑market purchase or sale. Such distributions reflect corporate restructuring/ownership allocation rather than an insider buying or selling based on a view of the stock.
  • For retail investors, purchases are typically a stronger signal of insider conviction than distributed awards. This filing documents a corporate event that increased the insider’s HONA shareholdings without any cash outlay.

Insider Transaction Report

Form 4
Period: 2026-06-29
Transactions
  • Award

    Restricted Stock Units

    [F3][F4][F5]
    2026-06-29+3,4203,420 total
    Common Stock (3,420 underlying)
Holdings
  • Common Stock

    [F1]
    2,606.814
  • Common Stock

    [F1][F2]
    (indirect: By 401(k))
    0
  • Restricted Stock Units

    [F3][F6][F7][F5]
    Common Stock (746 underlying)
    746
  • Restricted Stock Units

    [F3][F6][F8][F5]
    Common Stock (746 underlying)
    746
  • Restricted Stock Units

    [F3][F6][F9][F5]
    Common Stock (1,690 underlying)
    1,690
  • Restricted Stock Units

    [F3][F6][F10][F5]
    Common Stock (724 underlying)
    724
  • Restricted Stock Units

    [F3][F6][F11][F5]
    Common Stock (898 underlying)
    898
  • Employee Stock Options (right to buy)

    [F6][F12]
    Exercise: $108.68Exp: 2027-02-27Common Stock (3,794 underlying)
    3,794
  • Employee Stock Options (right to buy)

    [F6][F12]
    Exercise: $135.10Exp: 2028-02-26Common Stock (3,103 underlying)
    3,103
  • Employee Stock Options (right to buy)

    [F6][F12]
    Exercise: $140.03Exp: 2029-02-25Common Stock (3,410 underlying)
    3,410
  • Employee Stock Options (right to buy)

    [F6][F12]
    Exercise: $164.27Exp: 2030-02-13Common Stock (3,429 underlying)
    3,429
  • Employee Stock Options (right to buy)

    [F6][F12]
    Exercise: $184.06Exp: 2031-02-11Common Stock (2,516 underlying)
    2,516
  • Employee Stock Options (right to buy)

    [F6][F12]
    Exercise: $172.26Exp: 2032-02-10Common Stock (2,976 underlying)
    2,976
  • Employee Stock Options (right to buy)

    [F6][F13]
    Exercise: $176.43Exp: 2033-02-22Common Stock (3,554 underlying)
    3,554
  • Employee Stock Options (right to buy)

    [F6][F14]
    Exercise: $179.34Exp: 2034-02-28Common Stock (3,890 underlying)
    3,890
  • Employee Stock Options (right to buy)

    [F6][F15]
    Exercise: $193.90Exp: 2035-03-02Common Stock (3,530 underlying)
    3,530
  • Employee Stock Options (right to buy)

    [F6][F16]
    Exercise: $233.90Exp: 2036-02-22Common Stock (4,202 underlying)
    4,202
Footnotes (16)
  • [F1]On June 29, 2026, Honeywell International Inc. ("Honeywell") distributed a pro rata dividend to Honeywell shareowners of one share of common stock, par value $0.01 per share ("HONA Common Stock"), of Honeywell Aerospace Inc., a Delaware corporation ("HONA"), for every two shares of Honeywell common stock, par value $1.00 per share, held by each holder of record as of the close of business on June 15, 2026, to effect the previously announced spin-off of HONA from Honeywell.
  • [F10]The restricted stock units will vest on March 3, 2028.
  • [F11]33% of the restricted stock units will vest on February 23, 2027, 33% of the restricted stock units will vest on February 23, 2028 and 34% of the restricted stock units will vest on February 23, 2029.
  • [F12]The employee stock options are fully vested.
  • [F13]75% of the employee stock options are fully vested and 25% of the employee stock options will vest on February 23, 2027.
  • [F14]50% of the employee stock options are fully vested and 25% of the employee stock options will vest on each of March 1, 2027 and March 1, 2028, respectively.
  • [F15]25% of the employee stock options are fully vested and 25% of the employee stock options will vest on each of March 3, 2027, March 3, 2028 and March 3, 2029, respectively.
  • [F16]The employee stock options will vest on February 23, 2029.
  • [F2]HONA Common Stock held indirectly by the reporting person in the Honeywell Aerospace 401(k) Plan will be voluntarily reported following the Honeywell Aerospace 401(k) Plan blackout period.
  • [F3]Instrument converts to HONA Common stock on a one-for-one basis.
  • [F4]Performance stock units that were received by the reporting person when the reporting person was employed by Honeywell, 50% of which vested upon the successful completion of the spin-off of HONA from Honeywell on June 29, 2026 and 50% of which will vest on June 29, 2027, and were converted into restricted stock units of HONA Common Stock in accordance with the Employee Matters Agreement, dated July 29, 2026 between Honeywell and HONA.
  • [F5]Excludes reinvestment of dividend equivalents during the vesting period.
  • [F6]Represents equity awards originally granted by Honeywell that have been adjusted or converted into equity awards of HONA in connection with the spin-off of HONA from Honeywell in accordance with the Employee Matters Agreement, dated July 29, 2026, between HONA and Honeywell.
  • [F7]The restricted stock units will vest on July 30, 2026.
  • [F8]The restricted stock units will vest on March 1, 2027.
  • [F9]33% of the restricted stock units will vest on August 1, 2026, 33% of the restricted stock units will vest on August 1, 2027 and 34% of the restricted stock units will vest on August 1, 2028.
Signature
/s/ Jennifer Nelson for Karen Elizabeth Arlak|2026-07-01

Documents

1 file
  • 4
    wk-form4_1782952209.xmlPrimary

    FORM 4