4//SEC Filing
Cheruvu Pavan 4
Accession 0001636050-21-000098
CIK 0001636050other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 6:31 PM ET
Size
9.0 KB
Accession
0001636050-21-000098
Insider Transaction Report
Form 4
Cheruvu Pavan
Chief Executive Officer
Transactions
- Award
Common Stock
2021-12-08+37,567→ 217,993 total - Tax Payment
Common Stock
2021-12-08$1.42/sh−14,884$21,135→ 203,109 total - Disposition to Issuer
Restricted Stock Units
2021-12-08−37,567→ 75,133 total→ Common Stock (37,567 underlying)
Footnotes (3)
- [F1]The shares were sold on behalf of the Reporting Person in the open market to cover withholding taxes relating to the settlement of the vested restricted stock units.
- [F2]Each restricted stock unit represents the right to receive one share of the Issuer's common stock. The shares of common stock underlying the restricted stock units vested on April 15, 2021 but settlement of the restricted stock units was delayed until transactions acceptable under the Issuer's insider trading policy were permitted.
- [F3]50% of the shares of common stock underlying the remaining restricted stock units vest on April 15, 2022 and the remainder vest on April 15, 2023, subject to the Reporting Person providing continuous service to the Issuer through each such date.
Documents
Issuer
Sio Gene Therapies Inc.
CIK 0001636050
Entity typeother
Related Parties
1- filerCIK 0001731741
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 6:31 PM ET
- Size
- 9.0 KB