Home/Filings/4/0001645873-22-000121
4//SEC Filing

HANAUER JOE F 4

Accession 0001645873-22-000121

CIK 0001645873other

Filed

Apr 21, 8:00 PM ET

Accepted

Apr 22, 2:15 PM ET

Size

5.9 KB

Accession

0001645873-22-000121

Insider Transaction Report

Form 4
Period: 2021-12-07
Holdings
  • Class M OP Units

    Exercise: $0.00Class M OP Units (7,461 underlying)
    12,435
  • COMMON STOCK, CLASS C

    6,087.062
Footnotes (2)
  • [F1]Pursuant to the provisions contained in the third amended and restated limited partnership agreement of Modiv Operating Partnership, LP, a holder of Class M OP Units that have been outstanding for at least one year may be converted into shares of the issuer's Class C common stock, subject to a reduced conversion ratio if converted prior to December 31, 2023. The Class MOP Units that are held until December 31, 2023 are convertible at an initial conversion ratio of 1.66667 which may increase if certain performance milestones are achieved.
  • [F2]There is no expiration date in connection with the Class M OP Units.

Issuer

MODIV INC.

CIK 0001645873

Entity typeother
IncorporatedCA

Related Parties

1
  • filerCIK 0000904277

Filing Metadata

Form type
4
Filed
Apr 21, 8:00 PM ET
Accepted
Apr 22, 2:15 PM ET
Size
5.9 KB