4//SEC Filing
Gu Paul 4
Accession 0001647639-25-000027
CIK 0001647639other
Filed
Mar 9, 8:00 PM ET
Accepted
Mar 10, 7:23 PM ET
Size
17.5 KB
Accession
0001647639-25-000027
Insider Transaction Report
Form 4
Gu Paul
DirectorChief Technology Offier
Transactions
- Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-10−13,269→ 285,332 totalExercise: $15.23Exp: 2033-03-17→ Common Stock (13,269 underlying) - Exercise/Conversion
Common Stock
2025-03-06$25.75/sh+4,844$124,733→ 1,054,043 total - Exercise/Conversion
Common Stock
2025-03-10$25.75/sh+4,844$124,733→ 1,072,156 total - Exercise/Conversion
Common Stock
2025-03-06$15.23/sh+13,269$202,087→ 1,049,199 total - Exercise/Conversion
Common Stock
2025-03-10$15.23/sh+13,269$202,087→ 1,067,312 total - Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-06−4,844→ 111,437 totalExercise: $25.75Exp: 2034-02-28→ Common Stock (4,844 underlying) - Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-10−4,844→ 106,593 totalExercise: $25.75Exp: 2034-02-28→ Common Stock (4,844 underlying) - Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-06−13,269→ 298,601 totalExercise: $15.23Exp: 2033-03-17→ Common Stock (13,269 underlying)
Footnotes (3)
- [F1]Certain of the securities reported in Column 5 of each row of Table I are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- [F2]1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
- [F3]1/48th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Documents
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001832812
Filing Metadata
- Form type
- 4
- Filed
- Mar 9, 8:00 PM ET
- Accepted
- Mar 10, 7:23 PM ET
- Size
- 17.5 KB