Gu Paul 4

4 · Upstart Holdings, Inc. · Filed Mar 10, 2025

Form 4

Period: 2025-03-06

DirectorChief Technology Offier

Transactions

Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-10−13,269→ 285,332 total
Exercise: $15.23Exp: 2033-03-17→ Common Stock (13,269 underlying)
Exercise/Conversion
Common Stock
2025-03-06$25.75/sh+4,844$124,733→ 1,054,043 total
Exercise/Conversion
Common Stock
2025-03-10$25.75/sh+4,844$124,733→ 1,072,156 total
Exercise/Conversion
Common Stock
2025-03-06$15.23/sh+13,269$202,087→ 1,049,199 total
Exercise/Conversion
Common Stock
2025-03-10$15.23/sh+13,269$202,087→ 1,067,312 total
Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-06−4,844→ 111,437 total
Exercise: $25.75Exp: 2034-02-28→ Common Stock (4,844 underlying)
Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-10−4,844→ 106,593 total
Exercise: $25.75Exp: 2034-02-28→ Common Stock (4,844 underlying)
Exercise/Conversion
Employee Stock Option (Right to buy)
2025-03-06−13,269→ 298,601 total
Exercise: $15.23Exp: 2033-03-17→ Common Stock (13,269 underlying)

Footnotes (3)

[F1]Certain of the securities reported in Column 5 of each row of Table I are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
[F2]1/48th of the shares subject to the option shall vest on March 20, 2023 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
[F3]1/48th of the shares subject to the option shall vest on March 20, 2024 and each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.

Documents

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