Insider · CIK 0001832812

Gu Paul

Reports to the SEC for 1 company · BURLINGAME, CA

sec.gov

Transactions

Companies

Filings

CIK

0001832812

Forms 4 and 5

Insider transactions

50 trades

Date	Company	Role	Code	Shares	Price	Value	Shares after
2026-09-10	UPSTUpstart Holdings, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+50K sh	$25.55	+$1.28M	130,000
2026-05-13	UPSTUpstart Holdings, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+50K sh	$27.50	+$1.38M	70,000
2026-02-28	UPSTUpstart Holdings, Inc. · Performance-based Restricted Stock UnitA Award	Director, Chief Executive Officer	AAward	+913K sh	—	—	912,702
2025-11-11	UPSTUpstart Holdings, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+80K sh	$39.23	+$3.14M	80,000
2025-11-11	UPSTUpstart Holdings, Inc.P Purchase	Director, Chief Executive Officer	PPurchase	+20K sh	$39.22	+$784K	20,000
2025-09-02	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−2,500 sh	$3.80	−$9,500	42,500
2025-09-02	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,500 sh	$3.80	+$9,500	1,149,656
2025-09-02	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−2,663 sh	$68.35	−$182K	1,149,493
2025-09-02	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−2,337 sh	$68.91	−$161K	1,147,156
2025-09-02	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+2,500 sh	$8.88	+$22.2K	1,152,156
2025-09-02	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−2,500 sh	$8.88	−$22.2K	181,336
2025-06-17	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−25K sh	$3.80	−$95K	45,000
2025-06-17	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+25K sh	$3.80	+$95K	1,147,156
2025-05-19	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−25K sh	—	—	70,000
2025-05-19	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+25K sh	$3.80	+$95K	1,122,156
2025-04-14	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+25K sh	$3.80	+$95K	1,097,156
2025-04-14	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−25K sh	—	—	95,000
2025-03-10	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+13.3K sh	$15.23	+$202K	1,067,312
2025-03-10	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,844 sh	$25.75	+$125K	1,072,156
2025-03-10	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−13.3K sh	—	—	285,332
2025-03-10	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−4,844 sh	—	—	106,593
2025-03-06	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−13.3K sh	—	—	298,601
2025-03-06	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−4,844 sh	—	—	111,437
2025-03-06	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,844 sh	$25.75	+$125K	1,054,043
2025-03-06	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+13.3K sh	$15.23	+$202K	1,049,199
2025-02-28	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)A Award	Director, Chief Executive Officer	AAward	+55.7K sh	—	—	55,728
2025-02-28	UPSTUpstart Holdings, Inc.A Award	Director, Chief Executive Officer	AAward	+29.3K sh	—	—	1,035,930
2025-02-20	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−11.6K sh	$79.00	−$917K	1,006,999
2025-02-20	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−400 sh	$79.56	−$31.8K	1,006,599
2025-01-31	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−6,566 sh	—	—	311,870
2025-01-31	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+17.5K sh	$3.80	+$66.5K	1,011,357
2025-01-31	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−17.5K sh	—	—	120,000
2025-01-31	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+6,566 sh	$15.23	+$100K	1,017,923
2025-01-13	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−30.8K sh	—	—	0
2025-01-13	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+30.8K sh	$2.15	+$66.2K	993,857
2025-01-07	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−50K sh	—	—	30,792
2025-01-07	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+50K sh	$2.15	+$108K	963,065
2024-12-30	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+50K sh	$2.15	+$108K	913,065
2024-12-30	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−50K sh	—	—	80,792
2024-12-06	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−40.2K sh	—	—	0
2024-12-06	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−4,350 sh	$76.18	−$331K	863,065
2024-12-06	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−35.9K sh	$75.37	−$2.7M	867,415
2024-12-06	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+40.2K sh	$1.17	+$47.1K	903,291
2024-12-05	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−4,019 sh	—	—	40,226
2024-12-05	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−4,019 sh	$75.00	−$301K	863,065
2024-12-05	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+4,019 sh	$1.17	+$4,702.23	867,084
2024-12-04	UPSTUpstart Holdings, Inc. · Employee Stock Option (Right to buy)M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	−28.2K sh	—	—	44,245
2024-12-04	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−28.2K sh	$75.06	−$2.11M	863,065
2024-12-04	UPSTUpstart Holdings, Inc.M Exercise/Conversion	Director, Chief Executive Officer	MExercise/Conversion	+28.2K sh	$1.17	+$32.9K	891,220
2024-12-02	UPSTUpstart Holdings, Inc.S Sale	Director, Chief Executive Officer	SSale	−17.6K sh	$69.49	−$1.22M	892,486

Recent filings

Accepted (ET)
Sep 104
Gu Paul0001832812-26-000010
SEC(opens sec.gov)
May 144
Gu Paul0001832812-26-000006
SEC(opens sec.gov)
Mar 34
Gu Paul0001832812-26-000002
SEC(opens sec.gov)
Nov 134
Gu Paul0001832812-25-000003
SEC(opens sec.gov)
Sep 44
Gu Paul0001647639-25-000118
SEC(opens sec.gov)
Jun 204
Gu Paul0001647639-25-000065
SEC(opens sec.gov)
May 214
Gu Paul0001628280-25-027124
SEC(opens sec.gov)
Apr 164
Gu Paul0001628280-25-017996
SEC(opens sec.gov)
Mar 104
Gu Paul0001647639-25-000027
SEC(opens sec.gov)

Companies

Upstart Holdings, Inc.Director, Chief Executive OfficerUPST

Address

C/O UPSTART HOLDINGS, INC. 220 PARK ROAD, SUITE 500

BURLINGAME, CA, 94010